Joshua D. Mosshart CHFC ®, CASL ®, CEA®, CLU® has spent more than 12 years in the financial industry customizing nonproprietary strategies to help his clients pursue their personal financial goals. He does this by utilizing all the resources of and serving as a registered principal with LPL Financial, the leading independent broker/dealer in the country (as reported in Financial Planning magazine June 1996-2009, based on total revenues). Having spent over a decade studying different aspects of the economy, Joshua has mastered inter-market analysis, the study of how global and domestic markets react with one another.

Joshua is a Certified Estate Advisor through the National Association of Financial and Estate Planning (N.A.F.E.P.). He completed the Certified Financial Planner (CFP®) Certification Curriculum through the American College and completed "The Industry's Most Complete Financial Planning Program" the CHFC designation and the CASL retirement coaching designation as a leading credential in the senior/retirement area. Also he was awarded the Chartered Life Underwriter designation the highest level designation available in the life insurance profession. Joshua D. Mosshart is series 7, 63, 66 & 24 securities registrations through LPL Financial. He is a member of The California Society of Certified Public Accountants. He is a member of The Beverly Hills Bar Association. Joshua is also the Co-Chairman of the Advisory Council for California State University Channel Islands Foundation and Gifting program. He is a member of the Thousand Oaks-Westlake Village Regional Chamber of Commerce.

Joshua was born in Sandpoint, Idaho, where he became an avid skier and rugged outdoorsman. At the age of 12, he and his family relocated to California. Upon graduation he moved to Hawaii where he joined the Merchant Marines. While in Hawaii, Joshua co-founded a non-profit organization raising huge sums of money for endangered species. His non-profit organization later became the first non-profit organization to ever set up in the Smithsonian Institute in Washington D.C. He completed 5 years of graduate level courses at The American College in Pennsylvania. He currently lives in Malibu with his wife Arlene and four children.



CHFC ® Advanced Financial Planning
“The Industry’s Most Complete Planning Designation”.

This designation covers extensive study in:

   • Financial Planning: Process and Environment
   • Fundamentals of Insurance Planning
   • Income Taxation
   • Planning for Retirement Needs
   • Investments
   • Fundamentals of Estate Planning
   • Financial Decisions for Retirement.
   • Estate Planning Applications

CASL® Retirement Coaching
Chartered Advisor for Senior Living®

This designation covers extensive study in:

CFP® Certification Curriculum

This Certification Curriculum covers extensive study in:

CLU® Insurance Specialty
Advanced Insurance Specialization

This Certification Curriculum covers extensive study in:

   • Fundamentals of Insurance Planning
   • Individual Life Insurance
   • Life Insurance Law.
   • Fundamentals of Estate Planning
   • Planning for Business Owners and Professionals
   • Income Taxation
   • Planning for Retirement Needs
   • Estate Planning Applications



CEA® Certified Estate Advisor

The National Association of Financial and Estate Planning (NAFEP) is the exclusive provider of the Certified Estate Advisor®, CEA®, designation. The CEA® is an in-depth self study training and certification program, administered and controlled by NAFEP, which provides valuable estate planning expertise and respected credentials to life insurance and securities representatives (financial planners), plus attorneys and CPAs. The designation is unique, is the most prestigious estate planning credential available today and is highly respected in the estate, legal and financial planning communities. Many broker-dealers and financial services organizations advocate that their reps and agents complete the program before they do any estate planning or consulting with clients.

The CEA® program is a NAFEP developed curriculum and certification for estate planning (and is not financial planning oriented). The program’s has been validated by the many state insurance commissioners which have accredited the course material for professional continuing education credits, and by the Certified Financial Planner Board™ which also accredited the CEA® course material for continuing education credits for maintenance of the Certified Financial Planner™ (CFPTM) designation. The CFPTM is generally considered to be the most prestigious financial planning credential in the world. The accreditation of the CEA® estate planning course by the Certified Financial Planner Board™ represents the highest recognition available for the CEA® estate planning designation.

UNITED STATES OF AMERICA
COMMEMORATIVE SECURITIES CERTIFICATE

Series 24, General Securities Principle

Let it be Known, Joshua D. Mosshart has pursued an accepted course of study as a Series 24, General Securities Principle. Whereas this person has met stringent standards and qualifications of said governing body and has passed required examinations.
Let it be Known, the acknowledged person has studied general securities as mandated by law which topics encompass: Supervision of Investment Banking Activities, Supervision of Investment Company Sales, General Sales Supervision, Trading Market Supervision, Customer Account Supervision and Financial Requirements. CRD # 3174050

Series 66, Uniform Securities Agent/Registered Investment Advisor

Let it be Known, Joshua D. Mosshart has pursued an accepted course of study as a Series 66, Uniform Securities Agent & Registered Investment Advisor. Whereas this person has met stringent standards and qualifications of said governing body and has passed required examinations.

Let it be Known, the acknowledged person has studied Uniform State Law and Investment Advisor Law as mandated by law which topics encompass Uniform Securities Act and Federal Securities Laws, Regulatory Oversight, Penalties, Provisions, Securities Exchange Act of 1934, Investment Company Act of 1940, Securities and Exchange Release IA-1092 and Registration of Securities and Licensing Requirements. CRD # 3174050

Series 7, General Securities Representative

Let it be Known, Joshua D. Mosshart has pursued an accepted course of study as a Series 7, General Securities Representative. Whereas this person has met stringent standards and qualifications of said governing body and has passed required examinations.
Let it be Known, the acknowledged person has studied general securities as mandated by Law  which topics encompass: Equity Securities, Debt Securities, Municipals, Options, Trading Markets, Margin, New Issues, Investment Companies, Retirement Plans, Regulations, Taxes and Tax Shelters, and Investment Analysis.
CRD # 3174050

Series 63, Uniform Securities Agent Law

Let it be Known, Joshua D. Mosshart has pursued an accepted course of study as a Series 63, Uniform Securities Agent State Law. Whereas this person has met stringent standards and qualifications of said governing body and has passed required examinations.
Let it be Known, the acknowledged person has studied Uniform State Law as mandated by Law which topics encompass: Uniform Securities Act and Federal Securities Law, Regulatory Oversight, Penalties and General Provisions, Registration of Securities and Licensing Requirements.
CRD # 3174050

Life Agent

Let it be Known, Joshua D. Mosshart has fulfilled the requirements set forth by the Commissioner of Insurance of the State of California. Whereas, the person acknowledged has met the high educational requirements as legislated and specified in Division 1, Part 1, Chapter 5 of the California Insurance Code. Said acknowledged person has passed the State of California Department of Insurance examination in accordance with said governing body:

Let it be Known, the acknowledged person has studied California Life Insurance as Mandated by law which topics encompass: Basic Principles of Life Insurance, Legal Concepts of the Insurance Contract, Uses of Life Insurance, Life Insurance Policies, Term Life, Whole Life, Endowment, Annuities, Life Insurance Policy Provisions, Retirement Plans, and California Insurance Code and Laws. License # 0C90229

Securities and Advisory Services offered through LPL Financial. Member  FINRA/SIPC. The LPL Financial Representative Associated with this site may only discuss and/or transact securities business with residents to the following states: CA, ID, OR, All states may be available.